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              Corporate and Shareholder Information

              Number of Shareholders

              At November 19, 2018, there were 348 holders of record of our common stock. Shares of our common stock are held by a substantially greater number of beneficial owners, whose shares are held of record by banks, brokers and other financial institutions.

              Annual Report on Form 10-K; Certifications

              A copy of the Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, is included in this document and is also available, without charge, at sec.gov, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.

              Raymond James has included, as exhibits to its 2018 Annual Report on Form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE company listing standards.

              Annual Meeting

              The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 28, 2019, at 4:30 p.m.

              The meeting will be broadcast live via streaming audio on raymondjames.com under “Investors – Shareholders’ Meeting.”

              Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May and August.

              Electronic Delivery

              If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.

              Transfer Agent and Registrar

              Computershare Inc.
              P.O. Box 505000
              Louisville, KY 40233-5000

              Independent Auditors

              KPMG LLP

              New York Stock Exchange Symbol


              Covering Analysts

              Alex Blostein
              Goldman Sachs & Co.

              Christian Bolu
              Sanford C. Bernstein & Co.

              Steven J. Chubak, CFA
              Wolfe Research

              Christopher Harris
              Wells Fargo Securities, LLC

              William R. Katz
              Citigroup Global Markets, Inc.

              James Mitchell
              The Buckingham Research Group

              Devin Ryan
              JMP Securities

              Craig Siegenthaler
              Credit Suisse

              Principal Subsidiaries

              Raymond James & Associates, Inc.
              Securities broker/dealer
              Member New York Stock Exchange
              Member Financial Industry Regulatory Authority

              Raymond James Financial Services, Inc.
              Securities broker/dealer Member Financial Industry Regulatory Authority

              Raymond James Financial Services Advisors, Inc.
              Registered Investment Advisor

              Raymond James Ltd.
              Canadian securities broker/dealer
              Member Toronto Stock Exchange

              Carillon Tower Advisers, Inc.
              Asset and mutual fund management

              Raymond James Bank, N.A.
              Member Federal Deposit Insurance Corporation